Disclosures
Applied Capital LLC is a SEC registered advisory firm which means it manages $100 million or greater in regulatory assets under management (AUM). Below are the firm’s disclosure statements.
The Securities and Exchange Commission (SEC) requires all professional investment advisers to submit Form ADV. This form includes identifying information, assets under management (AUM), investment strategy, fee arrangements, and service offerings of the firm.
The Securities and Exchange Commission (SEC) requires all professional investment advisers to give a brochure supplement to each client. Part 2B of Form ADV consists of the investment adviser’s educational background, business experience, additional compensation, and other business activities. ADV Part 2B can be found on each Investment Advisor’s bio page.
The Securities and Exchange Commission (SEC) requires all professional investment advisers and brokers to deliver a client or customer relationship summary. A relationship summary tells you about the types of services the firm offers, the fees, costs, conflicts of interest, and required standard of conduct associated with the services.
The Client Agreement governs the establishment, management, and termination of the client relationship.